Self-Directed 401(k) Management

Take advantage of new legislation regarding your retirement plan.

401(K) management may potentially increase your choices, reduce your risk, and give you more control.

The vast majority of participants in a company retirement plan do not pay enough attention to their investment selections, nor do they revisit their choices as objectives change and markets evolve. 

In response to recent regulation changes, many employers have enhanced their retirement plans to include a Self-Directed Option (SDO).  A Self-Directed Option allows participants to expand their range of investment choices and have access to the same management style used by high net worth investors, institutions and foundations.  Professional management of your 401(k) may have a positive impact on your savings, diversification and investing behavior. 

If you are interested in taking advantage of the potential benefits of professional 401(K) management, our wealth managers will work with you to:

  • Establish your risk tolerance
  • Analyze your current allocation of investments and make recommendations
  • Provide daily monitoring of funds and determine if changes are necessary
  • Take advantage of investment choices typically not available through your plan sponsor


Contact us today to learn more about the possible options and benefits of professional 401(K) management and take control of one of your most important investment vehicles.


Diversification does not ensure a profit or guarantee against loss, it is a method used to help manage risk.